Every July, the latest class of physicians in training begins to apply the wisdom of “learn from your mistakes” in situations with dramatically elevated consequences. Embracing the upside of one’s inexperience is decidedly more daunting when you’re in a new environment and striving to prove you belong there. When things do go wrong, residents need reassurance that they are part of a team, not alone. And supervising attendings and other team members should lead trainees from any missteps toward learning opportunities.

Of course, all physicians are fallible and virtually every patient encounter introduces a unique set of risks for individual or systemic failures that threaten safe care. Fortunately, the vast majority of those errors are inconsequential to the patient and—we hope—instructive to the physician’s ongoing effort to improve patient safety. But some breakdowns in care do lead to immediate patient harm, or a delayed diagnosis and the missed opportunity for optimal treatment. And a subset of those adverse outcomes trigger assertions of medical malpractice.

Residents and fellows are held to the same legal standards as attending physicians—and they do get named in malpractice claims and suits. Frequently, trainees who are named as co-defendants (i.e., along with attendings) are dropped from the case before it is resolved, but the experience is not forgotten. Based on Candello, residents and fellows account for 11 percent of physicians named in malpractice cases asserted from 2010–2019. Analysis of those 71,339 cases shows that the proportion of residents named varies from 9 percent to 17 percent among the top 10 responsible services (which account for half of all cases asserted).

July 2021 SPS Chart

For any dedicated caregiver, an allegation of negligence—often harshly worded accusations about one’s clinical judgment, technical ability, and interpersonal skills—lands hard and raises introspective questions. An established physician is likely to see a single adverse event as concerning, but also as an anomaly amidst a career of thousands of successful patient encounters: an important opportunity to assess one’s skill and judgment, but not a signal of general incompetence.

Characteristics of MPL Cases Naming a Resident or Fellow


CASE TYPE

32%
Surgery
23%
Diagnosis
23%
Medical Tx
23%
Other



CARE SETTING

52%
Inpatient
41%
Outpatient
7%
ED



INJURY SEVERITY

9%
Low
45%
Medium
17%
High
29%
Death



When the physicians at the center of such tragic events are trainees, however, their limited repositories of positive encounters and their relative inexperience with professional failure can seed serious doubt. In isolation, the impact of being sued can jar their confidence to the point that they might question their commitment to continue a career fraught with such risks. Rather than asking “What can I learn from this?” they may be wondering “Should I stop seeing patients?”

TOP CONTRIBUTING FACTORS

All CBS cases are reviewed to identify the key factors that contributed to the adverse outcome and the claimant’s decision to seek compensation. The top contributing factor categories for cases involving residents (below) match the top categories for cases naming attendings..


52%

Clinical Judgment

Most commonly, failures to a) appreciate and reconcile relevant signs, symptoms, or test results; b) order a diagnostic test; or c) correctly interpret diagnostic studies.


36%

Technical Skill

Most commonly, poor technical performance related to a known complication, often due to inexperience with the procedure.


27%

Communication

Most commonly, miscommunication among providers regarding the patient’s condition, a failure to read the medical record, or a breakdown in closed-loop communication.



Assume that residents and fellows will encounter situations where things go wrong. Do not assume that they will be readily aware of formal support programs, and don’t presume someone else will be providing informal support. Traumatized trainees may not ask for help, but they probably will need some and certainly will benefit from it.

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